Business terms and client information
ABGSC maintains an array of policies and procedures that govern our Group-level activities. These documents are updated on an ongoing basis and are published on this page as relevant.
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Business terms
These terms regulate the legal relationship between ABG Sundal Collier ASA and its clients, setting out the conditions for research, advisory, trading, brokerage services and margin trades, including client obligations, risk, fees, liability, and applicable law.
Best execution
Together, these documents regulate how ABG Sundal Collier executes client orders by defining its best-execution obligations, execution methods, and governance under MiFID II, and by disclosing the trading venues and counterparties used across asset classes.
Policies
ABG Sundal Collier ASA is authorised and regulated by Finanstilsynet in Norway. The ABG Sundal Collier Group has local offices (branches and subsidiaries) in Oslo, Stockholm, Copenhagen, London, Frankfurt, Lucerne, New York and Singapore. Please refer to the overview of Group legal entities, available below, for further details on local regulators. Please refer to our terms and policies for further information on governing documents that apply to our services.
Risk classification
Investments in financial instruments are associated with economic risks, which will be described in greater detail in the information memorandums. The client is personally responsible for this risk and must therefore become acquainted with the terms and conditions governing trading in such instruments and with the instruments’ characteristics. The Information memorandums are related to risks involved when investing in equities, bonds and mutual fund units, and equally for trading in options, futures and other financial derivatives. They are published by the Norwegian Securities Dealers Association and the Swedish Securities Dealers Association, and ABG Sundal Collier strongly recommend clients to study the documents before trading with us.
English
Tied agents
ABG Fastena AB and FIH Partners A/S are tied agents of ABG Sundal Collier ASA. This implies that ABG Fastena and FIH Partners are acting under the full and unconditional responsibility of ABGSC when providing investment services and activities. ABG Fastena and FIH Partners are duly registered in the public tied agent register.
Recording of client communication
ABGSC maintains comprehensive record-keeping arrangements in accordance with applicable regulatory requirements governing the provision of investment services. Telephone conversations, electronic communications, and other interactions relating to the reception, transmission, and execution of orders, as well as the provision of investment services, are recorded and retained where required by law. Recordings are stored securely and retained for the periods prescribed under applicable regulations, ensuring the integrity, confidentiality, and availability of records for supervisory and compliance purposes.
Disclaimer
Terms of Use
Access to this web site and any pages hereof is conditional on the user reading, understanding and agreeing to be bound by our Terms of Use.
